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27
TCMA
2016
Annual Report
OTC Derivative Transactions Technical Task Force
It was stipulated that a notification is to be filed with our
Association in relation to types of OTC derivatives, their
underlying assets and platforms, programs, modules
and accessories used by intermediary institutions in OTC
derivative transactions, under the CMB’s regulations.
Accordingly, a technical task force was formed to
collaborate with our Association in the formulation of
principles and procedures of notifications to be made to the
Association.
Leveraged Trading Demo Account Task Force
A technical task force was set up to collaborate with our
Association with respect to the principles that will be
defined by the Association to have the general customers
trade from the demo account in the leveraged trading
transactions prior to account opening, within the frame of
CMB regulations.
Leveraged Trading Technical Task Force
A technical task force was set up under the CMB
regulations to define the notification obligations set out in
the Communiqué with respect to intermediary institutions
particularly in leveraged trading.
Task Forces
We brought together
representatives of different
institutions engaged in the sector
in a bid to identify the needs and
issues, and to devise innovative
solution suggestions.